Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 1 Jun 2022)
    • Director of firm who is not a certification employee or a SMF manager (20 Sep 2021 to 1 Jun 2022)
    • (30)SMF9 Chair of the Governing Body (since 4 Dec 2020)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • SMF7 Group Entity Senior Manager (19 May 2020 to 1 Sep 2022)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • SMF7 Group Entity Senior Manager (19 May 2020 to 1 Sep 2022)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF7 Group Entity Senior Manager (2 Apr 2020 to 1 Sep 2022)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF7 Group Entity Senior Manager (2 Mar 2020 to 23 Jul 2020)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • SMF7 Group Entity Senior Manager (2 Mar 2020 to 23 Jul 2020)
  • J D Williams & Company Limited (no longer approved here)

    FRN 311618

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 30 Mar 2020)
    • CF2 Non Executive Director (29 Mar 2018 to 8 Dec 2019)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • SMF10 Chair of the Risk Committee (2 Jul 2018 to 26 Sep 2019)
    • CF2 Non Executive Director (21 Mar 2014 to 6 Mar 2016)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 17 Nov 2022)
    • CF2 Non Executive Director (21 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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