Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thornbridge Investment Management LLP
FRN 713859
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 19 Nov 2021)
- [FCA CF] Client dealing (since 19 Nov 2021)
- CF30 Customer (since 4 Jun 2020)
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- CF2 Non Executive Director (14 Aug 2003 to 18 Sep 2007)
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- CF2 Non Executive Director (14 Aug 2003 to 21 Mar 2007)
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- CF1 Director (15 Jan 2002 to 11 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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