Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2021)
    • [FCA CF] Client dealing (since 19 Nov 2021)
    • CF30 Customer (since 4 Jun 2020)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF2 Non Executive Director (14 Aug 2003 to 18 Sep 2007)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF2 Non Executive Director (14 Aug 2003 to 21 Mar 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF1 Director (15 Jan 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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