Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shackleton Advisers Limited
FRN 163291
- Director of firm who is not a certification employee or a SMF manager (since 17 Mar 2026)
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- [FCA CF] Material risk taker (13 Feb 2025 to 31 Jan 2026)
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- SMF2 Chief Finance (9 Sep 2021 to 7 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 7 Mar 2022)
- SMF1 Chief Executive (9 Dec 2019 to 7 Mar 2022)
- CF3 Chief Executive (1 May 2009 to 8 Dec 2019)
- CF28 Systems and controls (18 Dec 2007 to 30 Apr 2008)
- CF8 Apportionment and Oversight (1 Mar 2007 to 31 Oct 2007)
- CF1 Director (17 Aug 2005 to 8 Dec 2019)
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- SMF2 Chief Finance (9 Sep 2021 to 7 Mar 2022)
- SMF1 Chief Executive (9 Dec 2019 to 7 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 7 Mar 2022)
- CF3 Chief Executive (15 Sep 2017 to 8 Dec 2019)
- CF1 Director (6 Jul 2010 to 8 Dec 2019)
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- CF1 Director (17 Sep 2002 to 29 Mar 2004)
- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.