Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 17 Mar 2026)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Material risk taker (13 Feb 2025 to 31 Jan 2026)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • SMF2 Chief Finance (9 Sep 2021 to 7 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Mar 2022)
    • CF3 Chief Executive (1 May 2009 to 8 Dec 2019)
    • CF28 Systems and controls (18 Dec 2007 to 30 Apr 2008)
    • CF8 Apportionment and Oversight (1 Mar 2007 to 31 Oct 2007)
    • CF1 Director (17 Aug 2005 to 8 Dec 2019)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • SMF2 Chief Finance (9 Sep 2021 to 7 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2022)
    • CF3 Chief Executive (15 Sep 2017 to 8 Dec 2019)
    • CF1 Director (6 Jul 2010 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF1 Director (17 Sep 2002 to 29 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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