Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Baroda (no longer approved here)

    FRN 204624

    • SMF2 Chief Finance (4 Jan 2023 to 30 Sep 2024)
  • Bank Of Baroda (UK) Limited (no longer approved here)

    FRN 768016

    • SMF2 Chief Finance (4 Jan 2023 to 30 Sep 2024)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • SMF2 Chief Finance (17 Jan 2019 to 20 May 2022)
  • Al Rayan Bank PLC (no longer approved here)

    FRN 229148

    • SMF4 Chief Risk (7 Mar 2016 to 18 Aug 2017)
    • CF28 Systems and controls (17 Sep 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (11 Aug 2014 to 5 Feb 2016)
    • CF29 Significant management (1 Aug 2011 to 6 Mar 2016)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
  • CBPE Capital LLP (no longer approved here)

    FRN 229900

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.