Bank Of Baroda (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Akshay Kumar
IRN AXK01067
- [FCA CF] Material risk taker (since 1 Apr 2025)
Amar Shah
IRN AXS00889
- [PRA CF] Key function holder (1 Apr 2020 to 1 Apr 2025)
Amit Sood
IRN AXS01137
- [FCA CF] Material risk taker (11 May 2022 to 30 Apr 2024)
Amol Jadhav
IRN AXJ35375
- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2019 to 30 Jun 2023)
Anand Kumar
IRN AXK35367
- [PRA CF] Key function holder (16 Jan 2023 to 12 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (17 Dec 2018 to 30 Jul 2021)
Anil Kumar Chalana
IRN AXC00820
- SMF24 Chief Operations (since 16 Oct 2024)
- [PRA CF] Key function holder (since 19 Jul 2022)
Anil Manambrakat
IRN AXM04943
- SMF3 Executive Director (15 Dec 2017 to 26 May 2021)
Ankit Jindal
IRN AXJ00293
- [FCA CF] Material risk taker (14 Feb 2022 to 31 Mar 2025)
Arun Aggarwal
IRN AXA03908
- SMF3 Executive Director (21 Jul 2021 to 12 Jun 2024)
- SMF24 Chief Operations (21 Jul 2021 to 30 Sep 2024)
Ashish Kumar Jain
IRN AKJ01030
- SMF5 Head of Internal Audit (15 Dec 2017 to 25 Jun 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.