Bank Of Baroda (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Ashish Shailesh Mehta
IRN AXM25632
- [PRA CF] Key function holder (24 Nov 2021 to 31 Dec 2024)
Ashish Sharan
IRN AXS01138
- [FCA CF] Material risk taker (11 May 2022 to 13 Jan 2026)
Balakrishna Oguri
IRN BXO35371
- [FCA CF] Material risk taker (10 Apr 2019 to 25 Nov 2022)
Balram Singh
IRN BXS00237
- [FCA CF] Material risk taker (25 Apr 2019 to 15 Jul 2022)
Balwan Singh
IRN BXS35351
- [FCA CF] Material risk taker (17 Dec 2018 to 3 Sep 2021)
Binod Kumar Padhi
IRN BXP00164
- SMF2 Chief Finance (18 Nov 2024 to 7 Oct 2025)
Brian Cartwright
IRN BXC00227
- [PRA CF] Key function holder (1 Oct 2021 to 31 Mar 2022)
Christopher Paul Julian Fitzgibbon
IRN CPF01040
- SMF11 Chair of the Audit Committee (20 Dec 2017 to 31 May 2022)
David Robert Price
IRN DRP01121
- SMF10 Chair of the Risk Committee (since 9 Jan 2023)
HANISH SEVAK
IRN HXS01970
- SMF18 Other Overall Responsibility (4 Oct 2024 to 1 Oct 2025)
- SMF16 Compliance Oversight (24 Jun 2022 to 30 Sep 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.