Bank Of Baroda (UK) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

HELEN RUTH TULL
IRN HRT01014
- SMF5 Head of Internal Audit (19 Feb 2021 to 20 Jan 2023)
Iain Philip Paul Crawford
IRN IPC01023
- SMF2 Chief Finance (4 Jan 2023 to 30 Sep 2024)
Inna Birdy
IRN IXB00154
- [FCA CF] Material risk taker (16 Mar 2022 to 30 Apr 2024)
Janak Joshi
IRN JXJ35374
- [FCA CF] Material risk taker (19 Nov 2019 to 26 Oct 2020)
Jobin George
IRN JXG00784
- [PRA CF] Key function holder (since 1 Jul 2024)
Joydeep Dutta Roy
IRN JXD00536
- SMF9 Chair of the Governing Body (15 Sep 2023 to 30 Jan 2024)
KARAMVEER SINGH
IRN KXS02672
- [FCA CF] Material risk taker (25 Feb 2019 to 29 Sep 2021)
Karandeep Singh Rekhi
IRN KXR35372
- [PRA CF] Significant risk taker or Material risk taker (11 Mar 2019 to 31 Oct 2023)
Keyur Kanabar
IRN KXK00249
- [FCA CF] Material risk taker (since 7 Jun 2022)
Khupchinlal Buhril Hmar
IRN KXH35350
- [FCA CF] Material risk taker (18 Dec 2018 to 30 Sep 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.