Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank Of Baroda (UK) Limited (no longer approved here)

    FRN 768016

    • [PRA CF] Key function holder (24 Nov 2021 to 31 Dec 2024)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.