Bank of Baroda

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

ANUJ BHARGAVA
IRN AXB04215
- SMF22 Other Local Responsibility (21 Dec 2018 to 13 May 2021)
Ajit Kumar
IRN AXK00510
- [FCA CF] Material risk taker (31 Mar 2022 to 31 Mar 2025)
Amulya Chandra Nanda
IRN ACN01042
- CF10 Compliance Oversight (30 May 2012 to 27 Nov 2013)
Anand Kumar
IRN AXK35367
- [PRA CF] Key function holder (22 Sep 2016 to 30 Jul 2021)
Anil Bande
IRN AXB35379
- [FCA CF] Material risk taker (19 Sep 2016 to 3 Sep 2021)
Animesh Chauhan
IRN AXC01903
- CF8 Apportionment and Oversight (5 Jan 2006 to 22 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (5 Jan 2006 to 22 Oct 2007)
- CF10 Compliance Oversight (5 Jan 2006 to 22 Oct 2007)
Arnab Roy
IRN AXR01097
- [FCA CF] Material risk taker (since 1 Jul 2025)
Ashish Kumar Jain
IRN AKJ01030
- SMF5 Head of Internal Audit (7 Mar 2016 to 25 Jun 2018)
- CF28 Systems and controls (9 Sep 2013 to 6 Mar 2016)
B M Kanjariya
IRN BXK00117
- [FCA CF] Material risk taker (31 Mar 2022 to 30 Jun 2023)
Baliram Krishna Sawant
IRN BKS01017
- CF10 Compliance Oversight (26 Apr 2004 to 9 Jan 2006)
- CF17 Significant Mgt (Other Business Operations) (26 Apr 2004 to 9 Jan 2006)
- CF8 Apportionment and Oversight (26 Apr 2004 to 9 Jan 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.