CBPE Capital LLP

• Principal Place of Business

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

  Web

  https://www.cbpe.com

• Complaints Contact

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . CBPE Limited

  IRN XXC01009

  • CF4 Partner (26 Feb 2004 to 26 Sep 2008)
• Adam Brolochan Richardson

  IRN ABR01039

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Jul 2018 to 8 Dec 2019)
• Anand Jain

  IRN AXJ01302

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (27 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (12 Oct 2009 to 8 Dec 2019)
• Andrew Edward Nelson

  IRN AEN00012

  • CF30 Customer (1 Nov 2007 to 29 Apr 2016)
  • CF27 Investment Management (24 Jan 2006 to 31 Oct 2007)
• Andrew New

  IRN AXN00106

  • [FCA CF] Client dealing (since 4 Sep 2023)
• Aqil Sohail

  IRN AXS03516

  • CF30 Customer (9 Jan 2018 to 11 Jan 2019)
• Ben Lewis

  IRN BXL01223

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Feb 2016 to 8 Dec 2019)
• Benjamin Charles Alexander

  IRN BCA01006

  • CF30 Customer (1 Nov 2007 to 15 Feb 2012)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Christopher Noel Strong

  IRN CNS01009

  • CF15 Internal Audit (29 Dec 2004 to 14 May 2007)
• Daniel Rossell

  IRN DXR01986

  • [FCA CF] Client dealing (since 2 Sep 2024)

No changes recorded yet.