CBPE Capital LLP

Date authorised
1 April 2013
Companies House
OC305899
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 George Yard
    London
    EC3V 9DH
    UNITED KINGDOM
    Phone
    +442070651100
    Web
    https://www.cbpe.com

  • Complaints Contact

    2 George Yard
    London
    EC3V 9DH
    UNITED KINGDOM
    Phone
    +442070651100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Anthony Ingress Bell

    IRN EXB01113

    • CF27 Investment Management (3 Jan 2006 to 31 May 2006)
    • CF23 Corporate Finance Adviser (12 Dec 2003 to 21 Jan 2004)
  • Eleanor Mei Louise Mountain

    IRN EMM01053

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2021)
    • CF11 Money Laundering Reporting (17 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (17 Nov 2017 to 8 Dec 2019)
  • Elizabeth Anne Hoffmann

    IRN EAH01032

    • CF30 Customer (8 Apr 2011 to 25 Aug 2016)
  • Elizabeth Mary Rose Turner

    IRN EMB01067

    • CF10 Compliance Oversight (7 May 2008 to 22 Aug 2008)
    • CF11 Money Laundering Reporting (7 May 2008 to 22 Aug 2008)
  • Eloise Lucy Crowther

    IRN EXC00245

    • [FCA CF] Client dealing (since 12 Oct 2022)
  • Gessica Isabella Howarth

    IRN GIH01017

    • [FCA CF] Client dealing (24 Feb 2021 to 19 Feb 2024)
  • Harry Hewlett

    IRN HXH01278

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • Iain Philip Paul Crawford

    IRN IPC01023

    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
    • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
  • Iain Robert Slater

    IRN IRS01028

    • CF4 Partner (3 Nov 2008 to 1 Apr 2015)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2015)
    • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
  • Ian Moore

    IRN IXM01171

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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