CBPE Capital LLP

• Principal Place of Business

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

  Web

  https://www.cbpe.com

• Complaints Contact

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• JAMES WILLIAM RICHARD WHITTINGTON

  IRN JWW01121

  • CF30 Customer (7 Oct 2016 to 8 Dec 2019)
• John Anthony Brian Kelly

  IRN JAK01039

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• John Keith Fisher

  IRN JKF01012

  • CF30 Customer (1 Nov 2007 to 28 Jan 2010)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• John Thomas Snook

  IRN JTS01019

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF4 Partner (26 Feb 2004 to 31 Mar 2012)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
  • CF3 Chief Executive (26 Feb 2004 to 31 Mar 2012)
  • CF8 Apportionment and Oversight (26 Feb 2004 to 31 Mar 2009)
• Jolyon James Latimer

  IRN JJL01082

  • SMF27 Partner (since 8 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Jan 2011 to 8 Dec 2019)
• Kayvan Jason Khaksar

  IRN JKK01011

  • SMF27 Partner (since 19 Mar 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Nov 2016 to 8 Dec 2019)
• Laura Jane McLaren West

  IRN LJW01117

  • [FCA CF] Client dealing (since 16 Feb 2022)
• Mark Peter Perryman

  IRN MPP01025

  • CF30 Customer (1 Nov 2007 to 10 Jul 2009)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Mathew James Edward Hutchinson

  IRN MJH01377

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (24 Jun 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Matthew David Watmore

  IRN MXW22031

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Oct 2019 to 8 Dec 2019)

No changes recorded yet.