CBPE Capital LLP

• Principal Place of Business

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

  Web

  https://www.cbpe.com

• Complaints Contact

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew John Bond

  IRN MJB01531

  • SMF16 Compliance Oversight (28 Jun 2022 to 27 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jun 2022 to 27 Jun 2023)
• Matthew Murphy

  IRN MXM02119

  • SMF16 Compliance Oversight (since 25 Oct 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Oct 2023)
  • [FCA CF] Client dealing (since 16 Feb 2022)
• Maximilian O'Connell

  IRN MXO10004

  • [FCA CF] Client dealing (since 25 Mar 2021)
• Michael Watts

  IRN MXW01015

  • [FCA CF] Client dealing (since 27 Nov 2025)
• Namrata Pai

  IRN NXP07931

  • [FCA CF] Client dealing (since 19 Feb 2024)
• Naveen Passi

  IRN NXP01448

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Feb 2012 to 8 Dec 2019)
• Neil John Murphy

  IRN NXM01197

  • CF30 Customer (1 Nov 2007 to 6 Aug 2008)
  • CF4 Partner (26 Feb 2004 to 6 Aug 2008)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Nicholas MacNay

  IRN NXM01100

  • CF3 Chief Executive (11 Apr 2012 to 31 Dec 2016)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
  • CF4 Partner (26 Feb 2004 to 31 Dec 2016)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Oliver Mark Walton

  IRN OMW01007

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
  • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
• Peter Gissel

  IRN PXG01195

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
  • CF11 Money Laundering Reporting (4 Apr 2012 to 27 Jul 2018)
  • CF4 Partner (4 Apr 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Apr 2012 to 27 Jul 2018)
  • CF10a CASS Oversight function (1 Oct 2011 to 27 Jul 2018)
  • CF28 Systems and controls (25 Aug 2011 to 8 Dec 2019)

No changes recorded yet.