Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
- CF11 Money Laundering Reporting (4 Apr 2012 to 27 Jul 2018)
- CF10 Compliance Oversight (4 Apr 2012 to 27 Jul 2018)
- CF4 Partner (4 Apr 2012 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 27 Jul 2018)
- CF28 Systems and controls (25 Aug 2011 to 8 Dec 2019)
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- CF30 Customer (18 May 2009 to 18 May 2009)
- CF1 Director (18 May 2009 to 19 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.