Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CBPE Capital LLP (no longer approved here)

    FRN 229900

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • CF11 Money Laundering Reporting (4 Apr 2012 to 27 Jul 2018)
    • CF10 Compliance Oversight (4 Apr 2012 to 27 Jul 2018)
    • CF4 Partner (4 Apr 2012 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 27 Jul 2018)
    • CF28 Systems and controls (25 Aug 2011 to 8 Dec 2019)
  • Bridgepoint Advisers II Limited (no longer approved here)

    FRN 498893

    • CF30 Customer (18 May 2009 to 18 May 2009)
    • CF1 Director (18 May 2009 to 19 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.