Date authorised
1 April 2013
Companies House
06824647
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Marble Arch
    London
    Westminster
    W1H 7EJ
    UNITED KINGDOM
    Phone
    +4402070343500
  • Complaints Contact

    5 Marble Arch
    London
    W1H 7EJ
    UNITED KINGDOM
    Phone
    +4402070343500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Maxwell Jones

    IRN AXJ16118

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
    • CF1 Director (30 Aug 2019 to 8 Dec 2019)
  • Alan Douglas Payne

    IRN ADP01076

    • SMF3 Executive Director (since 18 Feb 2025)
    • [FCA CF] Client dealing (since 15 Aug 2024)
  • Alan Stuart Lewis

    IRN ASL01015

    • CF30 Customer (18 May 2009 to 4 Jan 2011)
  • Alastair Ronald Gibbons

    IRN ARG01041

    • CF1 Director (27 May 2010 to 31 Dec 2013)
    • CF30 Customer (25 Mar 2010 to 31 Dec 2013)
  • Benjamin John Marten

    IRN BXM00462

    • [FCA CF] Client dealing (since 7 Aug 2024)
  • Charles Stuart John Barter

    IRN CSB01104

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (14 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2009 to 8 Dec 2019)
    • CF1 Director (18 May 2009 to 8 Dec 2019)
  • Daniel Fredric Wagener

    IRN DXW00714

    • SMF3 Executive Director (since 24 Jun 2024)
  • David Sean Plant

    IRN DXP00623

    • [FCA CF] Client dealing (since 21 Aug 2024)
  • Edward Garton Woods

    IRN EGW01009

    • SMF3 Executive Director (since 1 Aug 2025)
  • Graham Dewhirst

    IRN GXD01120

    • CF30 Customer (3 Jul 2009 to 10 May 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.