Charles Stuart John Barter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bridgepoint Advisers Limited (no longer approved here)

    FRN 181601

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (15 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jan 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jan 2009 to 8 Dec 2019)
    • CF1 Director (19 Nov 2008 to 8 Dec 2019)
  • Bridgepoint Advisers II Limited (no longer approved here)

    FRN 498893

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (14 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2009 to 8 Dec 2019)
    • CF1 Director (18 May 2009 to 8 Dec 2019)
  • Bridgepoint Advisers UK Limited (no longer approved here)

    FRN 518830

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 10 May 2012)
  • Bridgepoint Credit Limited (no longer approved here)

    FRN 797826

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
  • Bridgepoint Credit Advisers Limited (no longer approved here)

    FRN 840901

    • Employed By (3 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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