Bridgepoint Advisers UK Limited

• Principal Place of Business

  5 Marble Arch

  London

  W1H 7EJ

  UNITED KINGDOM

  Phone

  +4402070343500

  Web

  https://www.bridgepointgroup.com

• Complaints Contact

  5 Marble Arch

  London

  W1H 7EJ

  UNITED KINGDOM

  Phone

  +4402070343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Maxwell Jones

  IRN AXJ16118

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
  • CF1 Director (18 Nov 2019 to 8 Dec 2019)
• Alan Douglas Payne

  IRN ADP01076

  • SMF3 Executive Director (since 24 Jun 2024)
  • [FCA CF] Significant management (30 Mar 2021 to 24 Jun 2024)
  • [FCA CF] Client dealing (30 Mar 2021 to 24 Jun 2024)
• Benjamin Elliot Freeman

  IRN BEF01004

  • CF1 Director (1 Oct 2010 to 13 Dec 2010)
• Charles Stuart John Barter

  IRN CSB01104

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
  • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
  • CF30 Customer (1 Oct 2010 to 10 May 2012)
  • CF11 Money Laundering Reporting (1 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2010 to 8 Dec 2019)
  • CF1 Director (1 Oct 2010 to 8 Dec 2019)
• Christopher John Busby

  IRN CJB01328

  • SMF3 Executive Director (since 10 Sep 2025)
  • [FCA CF] Material risk taker (28 Mar 2022 to 5 Nov 2025)
  • [FCA CF] Significant management (29 Jun 2021 to 5 Nov 2025)
  • [FCA CF] Client dealing (29 Jun 2021 to 5 Nov 2025)
  • [FCA CF] Manager of certification employee (29 Jun 2021 to 5 Nov 2025)
  • CF1 Director (6 Nov 2013 to 20 May 2016)
  • CF30 Customer (6 Nov 2013 to 8 Dec 2019)
• David Walsh

  IRN DXW02142

  • CF30 Customer (15 May 2019 to 20 Aug 2019)
  • CF1 Director (AR) (10 May 2019 to 20 Aug 2019)
• Duncan Richard Calam

  IRN DRC01102

  • [FCA CF] Significant management (since 30 Mar 2021)
  • [FCA CF] Client dealing (since 30 Mar 2021)
• Edward Garton Woods

  IRN EGW01009

  • SMF3 Executive Director (since 1 Aug 2025)
• Emma Judith Sophia Watford

  IRN EJW01081

  • [FCA CF] Significant management (since 29 Jun 2021)
  • [FCA CF] Client dealing (since 29 Jun 2021)
• Guy Patrick Weldon

  IRN GPW01019

  • [FCA CF] Significant management (since 28 Mar 2022)
  • [FCA CF] Client dealing (since 28 Mar 2022)
  • [FCA CF] Material risk taker (since 28 Mar 2022)
  • [FCA CF] Manager of certification employee (since 30 Mar 2021)
  • CF1 Director (1 Oct 2010 to 27 Nov 2012)
  • CF30 Customer (1 Oct 2010 to 27 Nov 2012)

• Bridgepoint Credit Advisers Limited (no longer appointed)

  FRN 840901 · Appointed 26 Apr 2019 · Until 20 Aug 2019 · Tied agent

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