Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aleph Capital Partners Limited
FRN 972535
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2022)
- SMF16 Compliance Oversight (since 5 Sep 2022)
- SMF3 Executive Director (since 5 Sep 2022)
- [FCA CF] Client dealing (since 5 Sep 2022)
- [FCA CF] Significant management (5 Sep 2022 to 2 Sep 2025)
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- CF1 Director (1 Oct 2010 to 13 Dec 2010)
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- CF1 Director (16 Apr 2007 to 21 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.