Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2022)
    • SMF16 Compliance Oversight (since 5 Sep 2022)
    • SMF3 Executive Director (since 5 Sep 2022)
    • [FCA CF] Client dealing (since 5 Sep 2022)
    • [FCA CF] Significant management (5 Sep 2022 to 2 Sep 2025)
  • Bridgepoint Advisers UK Limited (no longer approved here)

    FRN 518830

    • CF1 Director (1 Oct 2010 to 13 Dec 2010)
  • Bridgepoint Advisers Limited (no longer approved here)

    FRN 181601

    • CF1 Director (16 Apr 2007 to 21 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.