Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jun 2021)
    • [FCA CF] Significant management (since 29 Jun 2021)
  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • CF30 Customer (1 Nov 2007 to 17 Mar 2009)
    • CF1 Director (17 Oct 2007 to 17 Mar 2009)
    • CF27 Investment Management (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.