Bridgepoint Advisers UK Limited

• Principal Place of Business

  5 Marble Arch

  London

  W1H 7EJ

  UNITED KINGDOM

  Phone

  +4402070343500

  Web

  https://www.bridgepointgroup.com

• Complaints Contact

  5 Marble Arch

  London

  W1H 7EJ

  UNITED KINGDOM

  Phone

  +4402070343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hamish Grant

  IRN HXG01139

  • CF30 Customer (16 May 2019 to 20 Aug 2019)
  • CF1 Director (AR) (10 May 2019 to 20 Aug 2019)
  • CF3 Chief Executive (AR) (10 May 2019 to 20 Aug 2019)
• Jamie Wyatt

  IRN JXW01900

  • SMF3 Executive Director (since 24 Jun 2024)
  • [FCA CF] Significant management (29 Jun 2021 to 24 Jun 2024)
  • [FCA CF] Client dealing (29 Jun 2021 to 24 Jun 2024)
• Jason Pae

  IRN JXP02641

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2020)
  • SMF16 Compliance Oversight (since 18 Nov 2020)
• Jonathan Raoul Hughes

  IRN JRH01102

  • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
  • CF30 Customer (1 Oct 2010 to 10 May 2012)
  • CF1 Director (1 Oct 2010 to 8 Dec 2019)
  • CF28 Systems and controls (1 Oct 2010 to 8 Dec 2019)
• Michael Norman Black

  IRN MNB01015

  • [FCA CF] Material risk taker (28 Mar 2022 to 1 Dec 2025)
  • [FCA CF] Client dealing (28 Mar 2022 to 1 Dec 2025)
  • [FCA CF] Significant management (28 Mar 2022 to 1 Dec 2025)
  • [FCA CF] Manager of certification employee (30 Mar 2021 to 1 Dec 2025)
  • CF30 Customer (23 May 2012 to 8 Dec 2019)
• Paul Koziarski

  IRN PXK00261

  • SMF3 Executive Director (since 17 Jun 2022)
• Paul Richard Gunner

  IRN PRG01084

  • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2022)
  • CF1 Director (10 Jan 2011 to 8 Dec 2019)
• Rachel Clare Thompson

  IRN RXT00206

  • SMF3 Executive Director (since 20 Oct 2021)
• Robert Patrick Moores

  IRN RPM01055

  • CF30 Customer (10 May 2012 to 1 Nov 2013)
• Ruth Catherine Prior

  IRN RCP01049

  • SMF3 Executive Director (1 Sep 2024 to 19 Mar 2026)

• Bridgepoint Credit Advisers Limited (no longer appointed)

  FRN 840901 · Appointed 26 Apr 2019 · Until 20 Aug 2019 · Tied agent

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