Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Jul 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2009 to 8 Dec 2019)
  • Bridgepoint Advisers UK Limited (no longer approved here)

    FRN 518830

    • SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
    • CF30 Customer (1 Oct 2010 to 10 May 2012)
    • CF28 Systems and controls (1 Oct 2010 to 8 Dec 2019)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.