Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Mar 2022 to 1 Dec 2025)
- [FCA CF] Significant management (28 Mar 2022 to 1 Dec 2025)
- [FCA CF] Material risk taker (28 Mar 2022 to 1 Dec 2025)
- [FCA CF] Manager of certification employee (30 Mar 2021 to 1 Dec 2025)
- CF30 Customer (23 May 2012 to 8 Dec 2019)
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- SMF1 Chief Executive (9 Dec 2019 to 15 May 2024)
- SMF3 Executive Director (9 Dec 2019 to 19 Mar 2026)
- CF3 Chief Executive (4 Jan 2013 to 8 Dec 2019)
- CF1 Director (4 Jan 2013 to 8 Dec 2019)
- CF30 Customer (4 Jan 2013 to 8 Dec 2019)
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- CF2 Non Executive Director (5 Apr 2012 to 25 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2011)
- CF27 Investment Management (12 Nov 2002 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 12 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.