Date authorised
21 May 2018
Companies House
10517902
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Marble Arch
    London
    W1H 7EJ
    UNITED KINGDOM
    Phone
    +442070343500
  • Complaints Contact

    5 Marble Arch
    London
    W1H 7EJ
    UNITED KINGDOM
    Phone
    +442070343500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Konopelski

    IRN ADK01016

    • SMF3 Executive Director (since 3 Feb 2021)
    • SMF1 Chief Executive (3 Feb 2021 to 27 Jun 2024)
  • Charles Stuart John Barter

    IRN CSB01104

    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2020)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 May 2018 to 8 Dec 2019)
  • David Walsh

    IRN DXW02142

    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2022)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
  • Hamish Grant

    IRN HXG01139

    • SMF1 Chief Executive (9 Dec 2019 to 27 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 15 May 2024)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
  • Jamie Mark Lucas

    IRN JML01253

    • SMF3 Executive Director (since 11 Mar 2021)
  • Jason Pae

    IRN JXP02641

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2020)
    • SMF16 Compliance Oversight (since 18 Nov 2020)
  • Paul Koziarski

    IRN PXK00261

    • SMF3 Executive Director (since 17 Jun 2022)
  • Paul Michael Johnson

    IRN PMJ01024

    • SMF3 Executive Director (since 23 Aug 2022)
  • Paul Richard Gunner

    IRN PRG01084

    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2022)
    • CF1 Director (21 May 2018 to 8 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
  • Rachel Clare Thompson

    IRN RXT00206

    • SMF3 Executive Director (since 20 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.