CBPE Capital LLP

• Principal Place of Business

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

  Web

  https://www.cbpe.com

• Complaints Contact

  2 George Yard

  London

  EC3V 9DH

  UNITED KINGDOM

  Phone

  +442070651100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Milton

  IRN RXM00529

  • [FCA CF] Client dealing (since 13 Sep 2021)
• Richard Lott

  IRN RXL01105

  • CF27 Investment Management (26 Feb 2004 to 30 Nov 2004)
• Richard William Thompson

  IRN RWT01065

  • SMF27 Partner (since 17 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2022 to 28 Jun 2022)
  • SMF16 Compliance Oversight (17 Mar 2022 to 28 Jun 2022)
  • CF30 Customer (20 Oct 2010 to 8 Dec 2019)
• Rob McCombie

  IRN RXM02069

  • CF30 Customer (31 Mar 2010 to 30 Nov 2017)
• Rupert Charles Thomas Parker

  IRN RCP01103

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
• Ruth Elizabeth Eagle

  IRN RXE00100

  • [FCA CF] Client dealing (since 16 Feb 2022)
• Sarah Penelope Hale

  IRN SPH01064

  • CF11 Money Laundering Reporting (8 Sep 2008 to 31 Mar 2012)
  • CF10 Compliance Oversight (8 Sep 2008 to 31 Mar 2012)
  • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2012)
  • CF13 Finance (26 Feb 2004 to 31 Oct 2007)
• Sean Michael Dinnen

  IRN SMD01050

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (3 Nov 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Simon Roger Wildig

  IRN SRW01060

  • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
  • CF27 Investment Management (26 Feb 2004 to 31 Oct 2007)
• Thomas James McDonnell

  IRN TXM00409

  • [FCA CF] Client dealing (since 6 Sep 2022)

No changes recorded yet.