Sarah Penelope Hale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Growth Capital Partners LLP (no longer approved here)

    FRN 501399

    • CF10 Compliance Oversight (28 Sep 2016 to 3 Nov 2017)
    • CF11 Money Laundering Reporting (28 Sep 2016 to 3 Nov 2017)
    • CF10a CASS Oversight function (28 Sep 2016 to 3 Nov 2017)
    • CF4 Partner (7 May 2014 to 31 Aug 2018)
    • CF28 Systems and controls (31 Jul 2009 to 3 Nov 2017)
  • CBPE Capital LLP (no longer approved here)

    FRN 229900

    • CF11 Money Laundering Reporting (8 Sep 2008 to 31 Mar 2012)
    • CF10 Compliance Oversight (8 Sep 2008 to 31 Mar 2012)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2012)
    • CF13 Finance (26 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.