Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 14 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (24 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jun 2019 to 8 Dec 2019)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF10 Compliance Oversight (29 Jun 2017 to 24 Jun 2019)
    • CF11 Money Laundering Reporting (29 Jun 2017 to 24 Jun 2019)
  • CBPE Capital LLP (no longer approved here)

    FRN 229900

    • CF10 Compliance Oversight (7 May 2008 to 22 Aug 2008)
    • CF11 Money Laundering Reporting (7 May 2008 to 22 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.