Julian Francis Daly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OLIM Property Limited

    FRN 563156

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2012 to 8 Dec 2019)
    • CF1 Director (15 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Feb 2012 to 8 Dec 2019)
  • LCM Capital LLP (no longer approved here)

    FRN 534658

    • CF4 Partner (3 Feb 2011 to 26 Nov 2012)
    • CF10 Compliance Oversight (3 Feb 2011 to 26 Nov 2012)
    • CF11 Money Laundering Reporting (3 Feb 2011 to 26 Nov 2012)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF28 Systems and controls (19 May 2009 to 30 Sep 2009)
    • CF1 Director (17 Apr 2009 to 30 Sep 2009)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF28 Systems and controls (1 May 2009 to 30 Sep 2009)
    • CF1 Director (1 May 2009 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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