Kari Hale

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Close Brothers Limited

    FRN 124750

    • SMF11 Chair of the Audit Committee (since 16 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (28 Jun 2023 to 16 Nov 2023)
  • AXA Insurance UK Plc

    FRN 202312

    • SMF11 Chair of the Audit Committee (since 7 Feb 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
  • AXA PPP Healthcare Limited

    FRN 202947

    • SMF11 Chair of the Audit Committee (since 7 Feb 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
  • AXA Health Limited

    FRN 932948

    • SMF11 Chair of the Audit Committee (since 7 Feb 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • SMF7 Group Entity Senior Manager (16 Nov 2023 to 1 Mar 2025)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF7 Group Entity Senior Manager (16 Nov 2023 to 1 Dec 2025)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • SMF7 Group Entity Senior Manager (16 Nov 2023 to 1 Mar 2025)
  • Health-on-line Company UK Limited (no longer approved here)

    FRN 308776

    • SMF11 Chair of the Audit Committee (7 Feb 2022 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.