Tring Financial Management Limited

This firm operates as an appointed representative of St. James's Place Wealth Management Plc and Perennial Financial Management Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Robert James Skelton
IRN RJS00070
- (14)Employed By (24 Mar 2014 to 10 May 2018)
Robert Michael Powell
IRN RMP01121
- (12)Employed By (20 Jan 2016 to 18 Mar 2019)
Sarah Elizabeth Allen
IRN SEA01053
- (9)Employed By (11 Oct 2016 to 29 Jul 2020)
Sarah Jean Hallows
IRN SJH01308
- (16)Employed By (24 Mar 2014 to 23 Jun 2016)
Simon John Walker
IRN SJW01457
- (1)Employed By (16 Dec 2016 to 7 Apr 2017)
Timothy Brian Skelton
IRN TBS00009
- (15)Employed By (24 Mar 2014 to 9 Apr 2019)
Timothy Peter Thompson Williams
IRN TPW01040
- (22)Employed By (29 Dec 2020 to 1 Jun 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.