Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Jan 2016)
    • Employed By (since 20 Jan 2016)
  • Tring Financial Management Limited (no longer approved here)

    FRN 472790

    • (12)Employed By (20 Jan 2016 to 18 Mar 2019)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • CF30 Customer (20 Jan 2016 to 1 Mar 2019)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (34)Employed By (17 Nov 2015 to 1 Dec 2015)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (15 Mar 2012 to 1 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (34)Employed By at Place Campbell TrinityBridge Limited