Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Chapel Wealth Management Group Ltd
FRN 987637
- Employed By (since 31 Jan 2024)
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Mar 2014)
- CF1 Director (AR) (16 Jan 2015 to 7 Feb 2024)
- CF4 Partner (AR) (9 Oct 2012 to 16 Jan 2015)
-
- (15)Employed By (24 Mar 2014 to 9 Apr 2019)
-
- CF30 Customer (24 Mar 2014 to 3 Apr 2019)
-
- CF30 Customer (15 Dec 2009 to 31 Mar 2014)
- CF1 Director (AR) (15 Dec 2009 to 31 Mar 2014)
-
- (2)Employed By (1 Dec 2001 to 31 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.