Sarah Jean Hallows

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Jul 2013)
  • Benchmark Financial Planning Limited

    FRN 227247

    • Employed By (since 8 Jul 2013)
  • Tring Financial Management Limited (no longer approved here)

    FRN 472790

    • (16)Employed By (24 Mar 2014 to 23 Jun 2016)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • CF30 Customer (24 Mar 2014 to 23 Jun 2016)
  • Rosan Helmsley Limited (no longer approved here)

    FRN 196269

    • CF30 Customer (12 Jan 2010 to 5 Jul 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.