Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chapel Wealth Management Group Ltd
FRN 987637
- Employed By (since 31 Jan 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Oct 2012)
- CF1 Director (AR) (16 Jan 2015 to 7 Feb 2024)
- CF4 Partner (AR) (5 Oct 2012 to 16 Jan 2015)
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- (14)Employed By (24 Mar 2014 to 10 May 2018)
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- CF30 Customer (24 Mar 2014 to 10 May 2018)
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- (1)Employed By (9 Dec 2013 to 31 Mar 2014)
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- CF30 Customer (15 Dec 2009 to 30 Sep 2012)
- CF1 Director (AR) (15 Dec 2009 to 30 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.