TRADITION LONDON CLEARING LIMITED

Date authorised
1 April 2013
Companies House
03633863
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500
    Web
    https://www.tradition.com

  • Complaints Contact

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Jack

    IRN SXJ01180

    • CF2 Non Executive Director (21 Mar 2011 to 8 Jun 2012)
    • CF1 Director (20 Apr 2010 to 21 Feb 2011)
    • CF28 Systems and controls (20 Apr 2010 to 21 Feb 2011)
  • Stephen Robert Lee

    IRN SRL01045

    • CF21 Investment Adviser (21 Nov 2002 to 14 Nov 2004)
    • CF26 Customer Trading (21 Nov 2002 to 14 Nov 2004)
  • Stevan Vjestica

    IRN SXV01134

    • SMF3 Executive Director (16 Jun 2021 to 4 Oct 2023)
  • Steven George Larkins

    IRN SGL01014

    • CF21 Investment Adviser (19 Jul 2004 to 31 Dec 2004)
  • Thierry Jean Philippe Sciard

    IRN TJS00067

    • SMF9 Chair of the Governing Body (since 5 Dec 2023)
    • SMF10 Chair of the Risk Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF11 Chair of the Audit Committee (5 Dec 2023 to 16 Apr 2024)
  • Tristan Bayard Aimar De Saint Ouen

    IRN TBD01016

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF24 Chief Operations (9 Dec 2019 to 29 Feb 2024)
    • CF3 Chief Executive (9 Jun 2015 to 8 Dec 2019)
    • CF1 Director (28 Nov 2014 to 8 Dec 2019)
    • CF29 Significant management (3 Mar 2009 to 28 Nov 2014)
  • Vaughan Justin Hobbs

    IRN VJH01018

    • CF26 Customer Trading (16 Oct 2002 to 15 Jan 2005)
    • CF21 Investment Adviser (16 Oct 2002 to 15 Jan 2005)
  • William Pierre Francois Norbert Wostyn

    IRN WPW01008

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 11 Jul 2023)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 11 Jul 2023)
    • CF2 Non Executive Director (25 Mar 2008 to 8 Dec 2019)
  • Yann Yvon Gabriel L'Huillier

    IRN YXL25784

    • SMF24 Chief Operations (17 Jul 2020 to 3 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.