Stephen Robert Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF1 Director (2 May 2008 to 26 Jan 2010)
    • CF30 Customer (13 Mar 2008 to 26 Jan 2010)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (30 Mar 2004 to 14 Nov 2004)
    • CF26 Customer Trading (30 Mar 2004 to 14 Nov 2004)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF21 Investment Adviser (21 Nov 2002 to 14 Nov 2004)
    • CF26 Customer Trading (21 Nov 2002 to 14 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.