Stephen Jack

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF14 Senior Independent Director (10 Sep 2019 to 31 Mar 2023)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Mar 2023)
    • CF2 Non Executive Director (3 Aug 2015 to 6 Mar 2016)
  • Cambridge Building Society (no longer approved here)

    FRN 157223

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 24 Apr 2023)
    • CF2 Non Executive Director (1 Apr 2014 to 6 Mar 2016)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF2 Non Executive Director (21 Mar 2011 to 8 Jun 2012)
    • CF1 Director (20 Apr 2010 to 21 Feb 2011)
    • CF28 Systems and controls (20 Apr 2010 to 21 Feb 2011)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF2 Non Executive Director (21 Oct 2010 to 8 Jun 2012)
    • CF28 Systems and controls (20 Apr 2010 to 24 Aug 2010)
    • CF1 Director (20 Apr 2010 to 24 Aug 2010)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF2 Non Executive Director (21 Oct 2010 to 8 Jun 2012)
    • CF1 Director (21 Oct 2010 to 21 Oct 2010)
    • CF28 Systems and controls (20 Apr 2010 to 21 Oct 2010)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF2 Non Executive Director (21 Oct 2010 to 8 Jun 2012)
    • CF28 Systems and controls (20 Apr 2010 to 24 Aug 2010)
    • CF1 Director (20 Apr 2010 to 24 Aug 2010)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF28 Systems and controls (20 Apr 2010 to 24 Aug 2010)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF2 Non Executive Director (20 Mar 2003 to 8 Feb 2005)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (1 Dec 2001 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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