Vaughan Justin Hobbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commercial Mortgage Group Limited

    FRN 456751

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (10 Oct 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Oct 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (10 Oct 2006 to 30 Sep 2018)
  • Evolution Markets Limited (no longer approved here)

    FRN 224510

    • CF30 Customer (6 Jan 2012 to 10 Feb 2013)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (25 Jan 2011 to 30 Nov 2011)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF26 Customer Trading (29 Mar 2004 to 15 Jan 2005)
    • CF21 Investment Adviser (29 Mar 2004 to 15 Jan 2005)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF21 Investment Adviser (16 Oct 2002 to 15 Jan 2005)
    • CF26 Customer Trading (16 Oct 2002 to 15 Jan 2005)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.