Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 5 Dec 2023)
    • SMF10 Chair of the Risk Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF11 Chair of the Audit Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF9 Chair of the Governing Body (since 5 Dec 2023)
    • SMF10 Chair of the Risk Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF11 Chair of the Audit Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF9 Chair of the Governing Body (since 5 Dec 2023)
    • SMF10 Chair of the Risk Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF11 Chair of the Audit Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF9 Chair of the Governing Body (since 5 Dec 2023)
    • SMF10 Chair of the Risk Committee (5 Dec 2023 to 16 Apr 2024)
    • SMF11 Chair of the Audit Committee (5 Dec 2023 to 16 Apr 2024)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • SMF14 Senior Independent Director (7 Dec 2022 to 12 Dec 2022)
    • SMF11 Chair of the Audit Committee (5 Mar 2019 to 1 Apr 2022)
    • SMF12 Chair of the Remuneration Committee (5 Mar 2019 to 1 Apr 2022)
    • SMF10 Chair of the Risk Committee (19 Sep 2017 to 28 May 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • Director of firm who is not a certification employee or a SMF manager (13 Sep 2019 to 31 Dec 2019)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 13 Sep 2019)
    • SMF14 Senior Independent Director (7 Mar 2016 to 13 Sep 2019)
    • CF2 Non Executive Director (14 Oct 2011 to 6 Mar 2016)
  • AXA Insurance UK Plc (no longer approved here)

    FRN 202312

    • SIMF10 Chair of the Risk Committee (23 Aug 2017 to 31 Aug 2018)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF2 Non Executive Director (13 Jul 2016 to 31 Oct 2016)
  • BBPS Limited (no longer approved here)

    FRN 307079

    • CF2 Non Executive Director (13 Jul 2016 to 19 Jan 2017)
  • HEALTH AND PROTECTION SOLUTIONS LIMITED (no longer approved here)

    FRN 308189

    • CF2 Non Executive Director (13 Jul 2016 to 31 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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