Date authorised
1 April 2013
Companies House
04659849
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402072043600
  • Complaints Contact

    7th Floor
    Corn Exchange
    55 Mark Lane
    London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402072043600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Dunn

    IRN AXD01543

    • CF2 Non Executive Director (15 Jan 2008 to 31 Dec 2008)
  • Amanda Jayne Blanc

    IRN AJB01483

    • CF2 Non Executive Director (28 Feb 2011 to 19 Jan 2017)
  • Amber Wilkinson

    IRN AXW01966

    • CF1 Director (29 Dec 2015 to 3 Jan 2017)
  • Andrew Charles Homer

    IRN ACH01049

    • [FCA CF] Significant management (1 Dec 2021 to 31 Dec 2024)
  • Andrew John Purvis

    IRN AJP01126

    • CF2 Non Executive Director (16 Mar 2010 to 6 Apr 2011)
  • Andrew Kenneth Parsons

    IRN AXP01856

    • CF1 Director (21 May 2009 to 31 Dec 2013)
  • Andrew Mark Parsons

    IRN AMP01157

    • CF2 Non Executive Director (9 Nov 2007 to 15 Sep 2010)
  • Andrew Stewart Hunter

    IRN ASH01128

    • [FCA CF] Significant management (since 1 Jan 2024)
  • Anthony Gruppo

    IRN AXG14533

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 May 2021)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (3 Jun 2019 to 1 May 2021)
  • Anthony John Hamilton

    IRN AJH01315

    • CF2 Non Executive Director (7 May 2010 to 29 Jul 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.