Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADITION LONDON CLEARING LIMITED
FRN 190632
- [FCA CF] Material risk taker (since 1 Jan 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF24 Chief Operations (9 Dec 2019 to 29 Feb 2024)
- CF3 Chief Executive (9 Jun 2015 to 8 Dec 2019)
- CF1 Director (28 Nov 2014 to 8 Dec 2019)
- CF29 Significant management (3 Mar 2009 to 28 Nov 2014)
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- SMF3 Executive Director (24 Aug 2020 to 29 Feb 2024)
- SMF24 Chief Operations (20 Aug 2020 to 29 Feb 2024)
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- SMF3 Executive Director (24 Aug 2020 to 29 Feb 2024)
- SMF24 Chief Operations (20 Aug 2020 to 29 Feb 2024)
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- SMF3 Executive Director (24 Aug 2020 to 29 Feb 2024)
- SMF24 Chief Operations (20 Aug 2020 to 29 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.