Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF3 Executive Director (16 Jun 2021 to 4 Oct 2023)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF1 Chief Executive (16 Jun 2021 to 4 Oct 2023)
    • SMF24 Chief Operations (9 Dec 2019 to 20 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jul 2014 to 8 Dec 2019)
    • CF29 Significant management (28 Jan 2013 to 24 Jul 2014)
    • CF1 Director (29 Jun 2006 to 24 Feb 2009)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
    • CF1 Director (24 Jul 2014 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
    • CF1 Director (24 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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