TRADITION LONDON CLEARING LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

Senior staff personally approved by the FCA to hold their roles here.

Sadhana Jadav
IRN SXJ00172
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
Samir Alexander Saffadi
IRN SXS01466
- CF28 Systems and controls (21 Jun 2010 to 31 Dec 2018)
Sheryl Ann-Marie Sterling
IRN SAS01314
- CF1 Director (21 Feb 2011 to 17 Feb 2016)
- CF28 Systems and controls (21 Feb 2011 to 16 May 2016)
Simon David Clark
IRN SDC01051
- CF30 Customer (1 Nov 2007 to 27 May 2008)
- CF26 Customer Trading (2 Oct 2003 to 31 Oct 2007)
Simon John Daniels
IRN SJD01119
- CF21 Investment Adviser (14 Oct 2005 to 16 Jul 2007)
Simon John Knight
IRN SJK01047
- CF26 Customer Trading (20 Nov 2003 to 17 Sep 2004)
Simon Nicholas Park
IRN SNP01015
- CF21 Investment Adviser (21 Oct 2002 to 31 Jul 2006)
- CF26 Customer Trading (21 Oct 2002 to 31 Jul 2006)
Simon Rushworth
IRN SXR01029
- SMF18 Other Overall Responsibility (since 27 Nov 2025)
Solon Victor Satanas
IRN SVS01019
- [FCA CF] Significant management (since 31 Mar 2021)
Stephen Alan Umpelby
IRN SXU01087
- CF28 Systems and controls (26 May 2016 to 1 Feb 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.