Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF28 Systems and controls (21 Jun 2010 to 31 Dec 2018)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF28 Systems and controls (21 Jun 2010 to 31 Dec 2018)
    • CF1 Director (1 Dec 2001 to 18 Jan 2008)
    • CF3 Chief Executive (1 Dec 2001 to 24 Feb 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF28 Systems and controls (21 Jun 2010 to 31 Dec 2018)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF28 Systems and controls (21 Jun 2010 to 31 Dec 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 24 Feb 2009)
    • CF3 Chief Executive (1 Dec 2001 to 18 Jan 2008)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF28 Systems and controls (21 Jun 2010 to 31 Dec 2018)
    • CF1 Director (1 Dec 2001 to 3 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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