Simon Nicholas Park

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ceres Securities Limited (no longer approved here)
FRN 595240
- [FCA CF] Client dealing (10 Jan 2022 to 2 May 2023)
CAMcap Markets Limited (no longer approved here)
FRN 771993
- CF30 Customer (23 Oct 2018 to 20 Jun 2019)
TAM Asset Management Ltd (no longer approved here)
FRN 208243
- CF21 Investment Adviser (30 Mar 2004 to 31 Jul 2006)
- CF26 Customer Trading (30 Mar 2004 to 31 Jul 2006)
TRADITION LONDON CLEARING LIMITED (no longer approved here)
FRN 190632
- CF26 Customer Trading (21 Oct 2002 to 31 Jul 2006)
- CF21 Investment Adviser (21 Oct 2002 to 31 Jul 2006)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF26 Customer Trading (20 Feb 2002 to 2 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.