Ceres Securities Limited

Date authorised
22 July 2013
Companies House
08304855
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Podium Space Ltd
    Longcroft House
    2 Victoria Avenue
    London
    City Of London
    EC2M 4NS
    UNITED KINGDOM
    Phone
    +4407940460275
    Web
    https://www.ceressecurities.com

  • Complaints Contact

    Podium Space Ltd
    Longcroft House
    2 Victoria Avenue
    London
    City Of London
    EC2M 4NS
    UNITED KINGDOM
    Phone
    +4407940460275

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Daniel Roggen

    IRN AXR01670

    • CF1 Director (22 Jul 2013 to 4 Sep 2019)
    • CF30 Customer (22 Jul 2013 to 4 Sep 2019)
  • Alasdair Robert Cairns Sutherland

    IRN ARS01050

    • CF30 Customer (19 Apr 2017 to 19 Jul 2017)
  • Andrew George Gazzard

    IRN AGG01046

    • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
  • Ben Peter Coppola

    IRN BPC01107

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • CF30 Customer (19 Jan 2016 to 8 Dec 2019)
  • Charles Alexander Mcswiggan

    IRN CXM00479

    • [FCA CF] Client dealing (1 Jan 2021 to 3 May 2022)
  • Charles Patrick McSwiggan

    IRN CPM01045

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2013 to 8 Dec 2019)
    • CF1 Director (22 Jul 2013 to 8 Dec 2019)
  • John Clifford Jones

    IRN JCJ01012

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • CF30 Customer (24 Oct 2017 to 8 Dec 2019)
  • John Stuart Brimmer

    IRN JSB01084

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (22 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
    • CF1 Director (22 Jul 2013 to 8 Dec 2019)
  • Mark Christopher Zacharia

    IRN MCZ01001

    • CF30 Customer (31 May 2016 to 10 Dec 2018)
  • Raymond Michael Hainsby

    IRN RMH01067

    • CF30 Customer (7 Mar 2016 to 10 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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