Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ceres Securities Limited
FRN 595240
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (22 Jul 2013 to 8 Dec 2019)
- CF3 Chief Executive (22 Jul 2013 to 8 Dec 2019)
- CF1 Director (22 Jul 2013 to 8 Dec 2019)
-
- CF30 Customer (4 Nov 2011 to 17 Aug 2013)
-
- CF21 Investment Adviser (5 Feb 2003 to 10 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.