Alasdair Robert Cairns Sutherland

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MIRAE ASSET SECURITIES (UK) LTD.
FRN 149240
- [FCA CF] Material risk taker (since 26 Nov 2024)
- [FCA CF] Client dealing (since 14 Oct 2022)
ITI Capital Limited (no longer approved here)
FRN 171487
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2022)
- CF30 Customer (9 Dec 2017 to 8 Dec 2019)
Ceres Securities Limited (no longer approved here)
FRN 595240
- CF30 Customer (19 Apr 2017 to 19 Jul 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.