Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 2 May 2023)
    • [FCA CF] Manager of certification employee (since 2 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Mar 2023)
    • [FCA CF] Client dealing (since 8 Mar 2023)
    • [FCA CF] Material risk taker (since 8 Mar 2023)
  • Ceres Securities Limited (no longer approved here)

    FRN 595240

    • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF30 Customer (9 May 2011 to 9 Mar 2015)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF26 Customer Trading (1 Dec 2001 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.