Ceres Securities Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Podium Space LtdLongcroft House2 Victoria AvenueLondonCity Of LondonEC2M 4NSUNITED KINGDOM- Phone
- +4407940460275
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Complaints Contact
Podium Space LtdLongcroft House2 Victoria AvenueLondonCity Of LondonEC2M 4NSUNITED KINGDOM- Phone
- +4407940460275
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Thomas Toolen
IRN RTT01025
- CF30 Customer (19 Jan 2015 to 11 Jul 2019)
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Robert Lewis Hunt
IRN RLH01024
- CF30 Customer (13 Aug 2013 to 10 Apr 2015)
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Sean Patrick O'Neill
IRN SPO01015
- CF30 Customer (20 Aug 2014 to 10 Oct 2019)
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Simon Nicholas Park
IRN SNP01015
- [FCA CF] Client dealing (10 Jan 2022 to 2 May 2023)
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Steven David Ball
IRN SDB01070
- [FCA CF] Client dealing (1 Jan 2021 to 1 May 2023)
- CF30 Customer (13 Aug 2014 to 8 Dec 2019)
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William Patrick Foley
IRN WPF01003
- CF30 Customer (3 Aug 2016 to 10 Dec 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.