Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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City Credit Capital (UK) Ltd
FRN 232015
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Aug 2017 to 8 Dec 2019)
- CF30 Customer (18 Apr 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (14 Oct 2005 to 16 Jul 2007)
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- CF26 Customer Trading (15 Sep 2005 to 16 Jul 2007)
- CF21 Investment Adviser (15 Sep 2005 to 16 Jul 2007)
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- CF21 Investment Adviser (1 Dec 2002 to 9 Sep 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.