Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF21 Investment Adviser (14 Oct 2005 to 16 Jul 2007)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF26 Customer Trading (15 Sep 2005 to 16 Jul 2007)
    • CF21 Investment Adviser (15 Sep 2005 to 16 Jul 2007)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF21 Investment Adviser (1 Dec 2002 to 9 Sep 2005)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.